oussama94
05-28-2017, 02:13
PAID SOLICITORS MAY HAVE UNDISCLOSED CONFLICTS The futures
commission merchant or retail foreign exchange dealer may compensate introducing brokers
for introducing your account in ways which are not disclosed to you. Such paid solicitors are
not required to have, and may not have, any special expertise in trading, and may have conflicts
of interest based on the method by which they are compensated. Solicitors working on behalf of
futures commission merchants and retail foreign exchange dealers are required to register. You
should confirm that they are, in fact registered. You should thoroughly investigate the manner
in which all such solicitors are compensated and be very cautious in granting any person or
entity authority to trade on your behalf. You should always consider obtaining dated written
confirmation of any information you are relying on from your dealer or a solicitor in making
any trading or account decisions.
commission merchant or retail foreign exchange dealer may compensate introducing brokers
for introducing your account in ways which are not disclosed to you. Such paid solicitors are
not required to have, and may not have, any special expertise in trading, and may have conflicts
of interest based on the method by which they are compensated. Solicitors working on behalf of
futures commission merchants and retail foreign exchange dealers are required to register. You
should confirm that they are, in fact registered. You should thoroughly investigate the manner
in which all such solicitors are compensated and be very cautious in granting any person or
entity authority to trade on your behalf. You should always consider obtaining dated written
confirmation of any information you are relying on from your dealer or a solicitor in making
any trading or account decisions.